Solo 401K Compliance For Real Estate Investors

Don’t worry about noncompliance. Let our experts do it for you.

A solo 401(k) can be a clever and efficient way to save for retirement. But what many plan owners don’t consider is the importance of their plan’s compliance with law and regulation. Fortunately, this crucial concern can be handled easily and effectively by our staff here at Royal Legal Solutions. You don’t have to spend time learning the ins and outs of prohibited transactions or ever-changing legal requirements when our experts are on your team. You can just rest assured that your plan’s compliance will be professionally reviewed.


What is solo 401(k) compliance?

Compliance for solo 401(k) plans can include a broad variety of services to ensure your plan isn’t running afoul of the law or regulations. Most of all, investors must avoid making prohibited transactions which can incur costly penalties. Royal Legal Solutions offers a comprehensive subscription service to allow you.


Is solo 401(k) compliance something I can do myself?

Yes, you can, but we sure wouldn’t advise you to. Unfortunately, noncompliance can be very costly in fees and penalties. Since mistakes can be expensive and this subject is complex, many of our clients are relieved when professionals assume the responsibilities. And rightly so.


What advantages are there to hiring a professional?

The beauty of hiring a professional for solo 401(k) compliance is that you can both take the many tasks involved off of your own plate and have confidence the job is getting done correctly. Our professionals are well versed in current regulations and perform regular research to stay ahead of the curve.

Use Royal Legal Solutions
for your Solo 401(k) Compliance Services

Not As Simple As It Seems for Real Estate Investors

The many factors to consider when checking for compliance are beyond most people’s common knowledge. You may actually be surprised about what you don’t know regarding the conditions for keeping your solo 401(k) compliant.

Let’s look at some examples. Did you know that you need to update your plan at least every six years? Are you currently tracking all sources of income into the account? Do you know which form you need to file with the Department of Labor, and when? Do you know that your income can influence which form you need? Is your head starting to spin from the very prospect of all this paperwork?

These are things that all account holders should be doing, or having done for them by a firm like ours. It’s okay if you answered “no” to any of these questions. Once upon a time even our attorneys and other seasoned legal pros didn’t know the answers. But they have devoted years to studying the subject so you don’t have to. Simply understanding that you may not be aware of all of your compliance obligations and need the help of an expert signifies intelligence on your part.

Makes Solo 401(k) Compliance Easy

With our legal experts worrying about your solo 401(k)’s compliance, you don’t have to. Our experts at Royal Legal Solutions have the knowledge and skills to ensure your plan’s compliance, while you continue to focus on your other priorities.

Sit back, relax, and enjoy the convenience of our subscription format. You can put all of that paperwork out of mind and direct your time and attention back to running and growing your business.

Do you have questions? We can Help!

What’s Included In Solo 401(k) Compliance Services?

Filing Services

If you never want to stress your 5500 or 5500-EZ deadline again, our filing services are exactly what you need. Let our experts stay on top of your paperwork.

Monitoring for Prohibited Transactions

The ins-and-outs of prohibited transactions can be deceptively complex. If you’d rather not worry about incurring the fees they cause, let our experts help out. We keep our eyes peeled to ensure your plan’s transactions are on the up-and-up. Of course, we are always here if you have a question about a given transaction.

Entity Compliance for Self-Directed IRAs Available Separately

If all of this sounds wonderful but you’re using an IRA instead of a solo 401(k), we can also assist you with compliance for that retirement plan.

While we tend to prefer the solo 401(k) for its asset protection and tax sheltering applications, Royal Legal Solutions aims to serve all self-directed investors.


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